Basic Civil Appellate Practice in the Court of Appeal for the Second District
Prepared by the Appellate Courts Section of the Los Angeles County Bar Association
This pamphlet is not an official reference source, and you may not cite it as authority. You must evaluate your own case and conduct your own research. Although this pamphlet provides some legal authorities for your convenience, you are responsible for making sure that they apply to your case and that they have not been superseded.
Neither the Court of Appeal nor the Los Angeles County Bar Association is allowed to provide you with legal advice.
This Guide was prepared by members of the Appellate Courts Section of the Los Angeles County Bar Association.
It may be freely copied and distributed.
II. AT THE OUTSET: SHOULD YOU CONSIDER SETTLEMENT?
| A. The Second District of the Court of Appeal | |
| B. The Limited Function of Appellate Review | |
| C. Threshold Questions |
IV. MECHANICS OF THE APPELLATE PROCESS
| A. The Notice of Appeal | ||
| B. The Record on Appeal | ||
| C. The Civil Case Information Statement and the Certificate of Interested Entities or Persons | ||
| D. Briefing | ||
| 1. The basic timetable | ||
| 2. Extensions of time | ||
| 3. Technical requirements | ||
| 4. Common pitfalls | ||
| 5. What if the Clerk rejects a document? | ||
| A. Scheduling | |
| B. Preparing for Argument | |
| C. Participating in Argument | |
| D. Decision |
| A. Should You Seek Rehearing? | |
| B. Deadlines | |
| C. Considerations in Preparing the Petition and Answer | |
| D. Ruling |
VII. POST-DECISION PROCEEDINGS
| A. Supreme Court Review | |
| B. Remittitur | |
| C. Recovering Costs on Appeal |
| A. General Considerations | |
| B. Self-Help Clinic for Indigent Civil Litigants |
IX. ADDITIONAL INFORMATION AND RESOURCES
This guide provides a simplified outline of the basic procedures that govern appeals in civil cases in the California Court of Appeal for the Second Appellate District. It does not address appeals in criminal matters, writ petitions, or any aspect of appellate practice in the federal courts.
There are suggestions for further reading at the end of this guide. You may also wish to consult an appellate specialist.
II. AT THE OUTSET: SHOULD YOU CONSIDER SETTLEMENT?
Appeals can be time-consuming and expensive. They usually require considerable effort in procuring and reviewing the record of the trial court proceedings, researching legal issues, and preparing briefs that meet the criteria for appellate review. The process may take many months or even years, and the outcome is never certain.
In order to help parties avoid the delay and expense of appeals, the Second District of the Court of Appeal conducts a voluntary settlement conference/mediation program for civil cases. The program has been instrumental in the early resolution of many appeals.
As soon as the notice of appeal is filed, the Superior Court sends a form to the appellant asking if the parties want to participate in this program. If all parties agree, the Court of Appeal appoints a volunteer settlement officer, either an appellate specialist or an experienced mediator with training in appellate issues. The conference usually takes place before the record on appeal is prepared and before any briefing. If the case does not settle, it proceeds along its normal course.
Parties who do not accept the Court's initial invitation can participate in the program later by contacting the Clerk of the Court of Appeal.
The parties' decision whether to participate in the settlement conference program has no effect on their case. Settlement conferences are conducted entirely through the Clerk's Office, which provides no information to the justices about individual settlement conferences.
Settlement conferences require a substantial investment of time by the Court's staff and volunteer settlement officers. Parties should not participate unless they are genuinely interested in settlement. If your case settles while the appeal is pending, you must notify the Court immediately.
| A. The Second District of the Court of Appeal
The Second District of the Court of Appeal consists of eight divisions with four justices each. Division Six handles appeals from the superior courts of Ventura, Santa Barbara and San Luis Obispo counties. Appeals from the Los Angeles County Superior Court are randomly assigned to one of the remaining divisions (and on occasion to Division Six). Once a case is assigned to a division, it is heard by three of the justices within that division. You can learn more about the Court and each division by visiting the Court's website. B. The Limited Function of Appellate Review An appeal is not a retrial. Trial courts resolve both legal and factual disputes, but appellate courts consider only legal questions. They do not reweigh the evidence, and they do not reassess witness credibility. With very narrow exceptions, appellate courts usually reject arguments that a judge or jury reached the wrong factual conclusion. An appellate court is also limited by the "standard of review." This is the set of rules that govern how the court determines whether an error occurred. The standard of review varies depending on the type of issue and the procedural context, but it usually includes a presumption that the trial court's decisions were correct. In addition, even if the appellate court finds error, it cannot reverse the judgment unless it also finds that the error was prejudicial. In civil cases, this means the court cannot reverse unless it concludes it is reasonably probable that, without the error, the result would have been more favorable to the appellant. See below for more detail. C. Threshold Questions In evaluating whether to appeal or how to respond to an opponent's appeal, consider the following. Is the order or judgment appealable? Does the prospective appellant have standing to appeal? Does the appellant have the resources to see the appellate process through? The appellant must also pay for preparing the record on appeal, which usually includes a reporter's transcript costing up to $650 per reported trial day. Additionally, the appellant needs to pay for the written portion of the appellate record, whether contained in a Clerk's Transcript or a Rule 8.124 Appendix. This cost may be several hundred dollars, depending on the size of the transcript/appendix. Will the appellant have the necessary financial and emotional endurance? Is there time to appeal? In most cases, one of two deadlines applies: (1) 60 days after a party or the Clerk serves or mails a notice of the entry of the appealable judgment or order; or (2) if there is no notice, 180 days after entry. (The filing of a judgment or order constitutes "entry.") (Cal. Rules of Court, Rule 8.104.) Rule 8.108 extends the 60-day period when there was a timely motion for new trial, to vacate the judgment, for judgment notwithstanding the verdict, or for reconsideration under Code of Civil Procedure section 1008. A cross-appeal must be filed within 20 days after the superior court clerk mails notification of the first appeal. (Rule 8.108(e).) >>> The five-day extension under Code of Civil Procedure section 1013 for service by mail does not apply to notices of appeal and does not extend the time to file them. Because the right to appeal can be lost forever if the appellant fails to file the notice of appeal on time, a prospective appellant should carefully study the applicable rules and practice guides, consider consulting an appellate specialist, and begin doing these things as early as possible. What is the standard of review? Generally, there are three standards of review:
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IV. MECHANICS OF THE APPELLATE PROCESS
| A. The Notice of Appeal
>>> The deadlines for filing a notice of appeal are mandatory and jurisdictional. Do not wait until the last minute to file a notice of appeal. The notice of appeal or cross-appeal must describe the order or judgment being appealed and must be signed by the appellant or the appellant's lawyer. The filing fees for a notice of appeal or cross-appeal are set forth in Government Code section 68926, et seq., and Rule 8.100(b). You must file the notice of appeal and fees with the Superior Court. B. The Record on Appeal The appellant must designate the record on appeal within 10 days after filing the notice of appeal; the designation may be included in the notice of appeal. (Rules 8.120, 8.124, 8.130.) If the appellant fails to do this, the superior court clerk will send out a notice of default. If the appellant fails to cure the default, the appeal can be dismissed. (Rule 8.140.) To avoid dismissal for failing to timely and properly designate the record on appeal, the appellant should study the applicable rules and practice guides before filing the notice of appeal. Generally, there are three elements to the record on appeal: (1) oral proceedings, presented in a reporter's transcript (Rule 8.130); (2) documents filed or lodged in the trial court, presented in either a clerk's transcript prepared by the superior court (Rule 8.120) or an appendix prepared by the parties (Rule 8.124); and (3) exhibits, which may be copied in the clerk's transcript or appendix and/or transmitted to the reviewing court (Rule 8.224). Rule 8.224 governs the handling of exhibits that the trial court returned to the parties. The designation of the reporter's transcript must comply with the Second District's Local Rule 3, which requires the notice to identify the date, the name of the reporter, and the nature of the proceedings. The designation of the clerk's transcript must state the title and filing date of each item the appellant wants to have included in the record. Alternatively, the appellant may elect to file an appendix under Rule 8.124, which requires only a notice stating the election. Rules 8.120 and 8.130 allow the respondent to designate materials the appellant did not designate. In addition, the respondent may require the case to proceed with a Rule 8.124 appendix by filing a notice to that effect within 10 days after the filing of the appellant’s designation of record, unless the appellant has been granted a waiver of fees for a clerk’s transcript. The parties should cooperate in preparing the record on appeal, particularly when they are using a Rule 8.124 appendix. Their mutual goal should be to submit a record that has everything the Court needs to decide the case, assembled in an organized and easily-read way, without burdening the Court with irrelevant material. C. The Civil Case Information Statement and the Certificate of Interested Entities or Persons. Under Rule 8.100(f), the Clerk of the Court of Appeal will send the appellant a Civil Case Information Statement form. The appellant must file the completed Civil Case Information Statement, including an attached copy of the judgment or order being appealed (showing the date of entry of the judgment/order) and a proof of service on all parties to the appeal, in the Court of Appeal within 10 days after the clerk mails the form. In addition, the appellant must file a Certificate of Interested Entities or Persons along with the Civil Case Information Statement. (Rule 8.208.) An "entity" party's certificate must list any other entity or person that the party knows has an ownership interest of 10% or more in the party. (Rule 8.208(d).) If a party knows of any other person or entity that has a financial or other interest in the outcome of the proceeding that the party reasonably believes the justices should consider in deciding whether to disqualify themselves, the party's certificate must list that entity or person and identify the nature of the interest of the entity or person. (Rule 8.208(d).) If the party knows of no entity or person that must be listed under these rules, the party's certificate must so state. (Rule 8.208(d).) The respondent also must file a Certificate of Interested Entities or Persons along with the first document the respondent files in the Court of Appeal. (Rule 8.208.) THE FAILURE TO TIMELY FILE A CIVIL CASE INFORMATION STATEMENT OR A CERTIFICATE OF INTERESTED ENTITIES OR PERSONS MAY RESULT IN THE DISMISSAL OF THE APPEAL. D. Briefing 1. The basic timetable Rule 8.212(a) states the deadlines for filing briefs: (a) The appellant ordinarily must file and serve the opening brief within 40 days of the filing of the record in the appellate court. If there is a Rule 8.124 appendix and the appellant has not designated a reporter's transcript, the deadline for the opening brief is 70 days from the filing of the notice of election to proceed by appendix. (b) The respondent's brief ordinarily must be filed and served within 30 days after the filing of the appellant's opening brief, counting from the date the appellant's opening brief is filed. (Rule 8.212(a).) (c) The appellant then has 20 days to file and serve an optional reply brief, counting from the date the respondent's brief is filed. (Rule 8.212(a).) If an appellant fails to file a timely opening brief, the Court will dismiss the appeal; if the respondent fails to file a timely brief, the Court will decide the appeal on the record, the opening brief, and any oral argument by the appellant. (Rule 8.220(a).) The Court may reject a late reply and proceed to oral argument and decision without considering it. Cross-appeals are governed by Rule 8.216, which dictates the briefing schedule and contents of the briefs. >>> These deadlines all run from the date the record and briefs are filed, with no extension for service by mail. 2. Extensions of time The parties can agree to limited extensions of time for filing their briefs, and the Court can grant extensions on application. (Rule 8.212(b).) The Court prefers that parties stipulate to extensions if they are needed and justified under the factors set forth in Rule 8.63. The maximum extension by stipulation is 60 days for each brief, and the parties must file the stipulation before the brief is due. (Rule 8.212(b).) If there is no stipulation, or if the parties have already stipulated to the full 60-day period, the party seeking an extension must apply to the Court. Applications for extensions should be served on all parties and must include a declaration stating that the party was unable to obtain-or that it would have been futile to seek-a stipulation, or that the parties have already stipulated to the maximum 60-day period. (Rules 8.60(c), 8.212(b)(3).) The application must also provide good reasons for the extension; Rule 8.63 lists relevant factors. A form application for an extension of time is available in the "Forms" section of the Court's website at: www.courtinfo.ca.gov/courts/courtsofappeal/2ndDistrict/forms.htm. If you use this form, you may wish to provide an attachment that details the reasons for the extension; if the record is long you should note that fact. The party applying for an extension must file an original and a copy of the application, plus one copy for each separately represented and unrepresented party, as well as sufficient addressed, postage-prepaid envelopes for mailing the Court's order on the application to all parties. (Rules 8.44(b)(7), 8.50.) >>> Counsel must notify their clients of all stipulations and applications for extensions, and must provide the Court with evidence that they have done so. (Rule 8.60(f).) 3. Technical requirements Content. The appellant's opening brief must state the nature of the action; state the relief sought in the trial court; identify the judgment or order appealed from; demonstrate that the judgment or order is appealable; and provide a summary of the significant facts and procedure limited to matters in the record. (Rule 8.204(a).) The statement of any factual or procedural matter in any brief must be followed by a reference to the pages of the record that support the statement. For example:
>>> Ordinarily, you may not rely on anything that does not appear in the record on appeal. Each legal proposition should be supported by an accurate citation to a statute, decision, or other legal authority(such as a treatise or law review article). The citation should include the specific pages containing the language or reasoning you rely on. For example:
Briefs should be concise but comprehensive. You must cover all relevant points, because the failure to raise a particular contention waives it. However, you should remember that not every possible issue has merit and that some issues should be discarded, such as those that plainly will not affect the outcome of the appeal. Careful issue selection is an important part of skillful appellate advocacy. You should try to get your points across without being verbose or redundant, and you should always remember that appellate practice is fundamentally different from trial practice. Your audience is the Court, not a jury charged with weighing the evidence. The sole concern of the appellate justices is to identify error and determine whether there was prejudice. The most effective briefs are those that present their arguments concisely. Format. The appellant's opening brief and the respondent's brief must include a Certificate of Interested Entities or Persons that appears immediately after the front cover of the brief. (Rule 8.208(c)(1).) (The appellant has already filed a certificate along with the Civil Case Information Statement, and the respondent may have filed a certificate as well, but the rules require another one at the beginning of the appellant's opening brief and the respondent's brief.) Following the party's Certificate of Interested Entities or Persons, the appellant's opening brief and the respondent's brief must contain a table of contents and a table of authorities. (Rule 8.204(a).) An appellant's reply brief, which does not require a Certificate of Interested Entities or Persons, begins with the table of contents and the table of authorities. (Rule 8.204(a).) After the tables, briefs customarily contain a short introduction; a statement of facts and procedural history; a discussion of the applicable law as it relates to the pertinent facts; and a conclusion. Each topic must appear under "a separate heading or subheading summarizing the point." (Rule 8.204(a)(1).) If there is a cross-appeal, the parties must propose, and the Court will order, a briefing sequence. (Rule 8.216(a).) Although no rule requires a particular citation style, it is useful to follow the California Style Manual (4th ed. 2000). California state courts generally follow this manual. Parties to an appeal who are represented by attorneys must electronically file briefs, and may also electronically serve them. (Rules 8.70 through 8.79.) Electronic filing of briefs is performed through a vendor, TrueFiling. Information about e-filing can be found on each California appellate court’s website; the Second District Court of Appeal’s information is at https://appellate.courts.ca.gov/district-courts/2dca/rules-forms-filing. Parties who are not represented may either file documents electronically, or file them in paper form. (Rule 8.71(b).) When filed in paper form, briefs must have the colored covers specified by the rules-green for the appellant's opening brief, yellow for the respondent's brief, and tan for the appellant's reply brief. (Rule 8.40(b).) Plastic covers are not allowed. Electronically-filed briefs do not require color covers. The brief cover must include the title of the brief; the title, trial court number and Court of Appeal number of the case; the name of the trial court and of each participating trial judge; the name, address, telephone number, and state bar number of the lawyers filing or joining in the brief; and the name of the party whom each lawyer represents. (Rules 8.40(c), 8.204(b)(10).) Briefs that are produced on a computer may not, without Court permission, exceed 14,000 words, including footnotes. The brief must include a certificate stating the number of words used in the brief. You can rely on your computer's word-count program in preparing the certificate, but make sure that the program counts footnotes. (Rule 8.204(c).) The type size, including footnotes, must not be smaller than 13-point with a conventional font (e.g., Times New Roman, Arial). For electronically-filed briefs, Century Schoolbook is the preferred font. (Rule 8.74(b)(1).) Paper briefs must be prepared on plain white 8_ x 11 paper. (Rule 8.204(b).) There are special requirements for typewritten briefs. (Rule 8.204(b)(11).) You must file a proof of service showing service of your brief on opposing counsel and the trial court. If you file and serve a paper brief, the proof of service must also show delivery of four copies to the California Supreme Court. (Rules 8.25(a), 8.44(b)(1), 8.212(c).) A brief may include an attachment of up to 10 pages of exhibits or other materials in the appellate record. (Rule 8.204(d).) If there is a particularly important exhibit-for instance, a contract, a photograph, or a property plot plan-you should consider attaching it to your brief. 4. Common pitfalls Failing to cite the record or relying on material that is not part of the record. Ignoring the standard of review. Waiver. Overlooking prejudice. String cites. Improper citation of unpublished decisions. Improper tone. Failure to proofread. Not clearly telling the Court what you want it to do. 5. What if the Clerk rejects a document?
V. ORAL ARGUMENT AND DECISION
VI. PETITIONS FOR REHEARING
IX. ADDITIONAL INFORMATION AND RESOURCES
This practice guide was first published in 2003 under the guidance of Practice Guide Subsection members: Douglas J. Collodel, Chair, Sedgwick, Detert, Moran & Arnold LLP; Gina Calvelli, Judicial Attorney, Court of Appeal, Second Appellate District; Stuart B. Esner, Esner & Chang; Hall R. Marston, Sedgwick, Detert, Moran & Arnold LLP; Richard H. Nakamura, Jr., Morris, Polich & Purdy, LLP; and Los Angeles County Bar Association Appellate Courts Section Officers Robin Meadow, Chair, 2001-2003, Greines, Martin, Stein & Richland LLP; Marilyn Alper, Vice-Chair, 2002-2003, Judicial Attorney, Court of Appeal, Second Appellate District; Lisa Perrochet, Secretary, 2001-2002, Horvitz & Levy LLP; George P. Schiavelli, Secretary, 2002-2003, Crosby, Heafey, Roach & May, Professional Corporation. It was revised in 2025. Los Angeles County Bar Association Administrative Offices:444 South Flower Street, Suite 2500 |
